Session 1 — Assess current state
Baseline surveillance maturity across data quality, alert logic, case governance, and ownership.
Trade Surveillance Insights
Trade surveillance controls and monitoring utility
This offering supports Swiss and global institutions in modernising surveillance controls across listed, OTC, and cross-venue activity with practical governance and implementation discipline.
Delivery package
Modules, examples, and booking path
Session 2 — Define target utility
Design a practical utility model for scalable monitoring, transparent controls, and regulator-ready reporting.
Session 3 — Deliver in phases
Build a phased roadmap balancing false-positive reduction, operational efficiency, and risk coverage uplift.
3-session workshop
Strengthen surveillance coverage, alert quality, and control transparency across increasingly complex trading behaviours.
- • Assess current detection models, workflows, and escalation governance across key products and markets.
- • Define a pragmatic utility blueprint for data, model operations, and case-management standardisation.
- • Prioritise a measurable roadmap balancing compliance confidence, false-positive reduction, and operating efficiency.
Illustrative application contexts
- • Swiss universal bank scenario (UBS, Zürcher Kantonalbank, PostFinance, other): surveillance workflow redesign for cross-asset monitoring and escalation quality.
- • Cantonal bank scenario (Banque Cantonale Vaudoise, Basler Kantonalbank, Luzerner Kantonalbank, other): practical utility blueprint with alert triage standards and KPI baseline.
- • Market participant scenario (Swissquote, SIX, Julius Baer, other): model governance and case-management harmonization across entities.
Gated content
Executive summaries and full reader pages
Access the summary first, then open the full PDF in a dedicated reader page with team context, share actions, and a direct booking path.
trade surveillance
Trade Surveillance Two-pager
Surveillance maturity baseline, utility target state, and phased roadmap.
A concise management briefing on how to modernise surveillance controls while improving alert quality and operational efficiency.
- • Baselines current surveillance coverage, data quality, and escalation governance.
- • Defines a utility model for scalable monitoring, model operations, and case management.
- • Sets a phased implementation plan to improve confidence while reducing false positives.
trade surveillance
Machine Learning in Trade Surveillance White Paper
Longer-form view on analytics, model design, and surveillance operating implications.
A deeper paper on applying machine learning thoughtfully within surveillance environments that remain accountable and regulator-ready.
- • Explains where ML can improve surveillance model performance and triage quality.
- • Highlights governance, validation, and audit-readiness implications for model-based monitoring.
- • Frames adoption choices in terms of measurable control uplift and operational practicality.
trade surveillance
Trade Surveillance Concept
Illustrative control-utility concept for modern surveillance operating models.
A concept paper outlining what a practical monitoring utility can look like in Swiss and international trading environments.
- • Connects strategy, controls, and operating model choices into a coherent utility concept.
- • Shows how data, analytics, and case workflows can be standardised without losing accountability.
- • Helps stakeholders align on a target state before committing to detailed implementation steps.
Team for this offering
Relevant delivery profiles
The team composition is adjusted to the offering scope, with profiles selected for execution depth, analytical rigor, and stakeholder coordination in Swiss financial-services environments.
Nourdine Abderrahmane
Partner | Country Head Magpie Projects Schweiz
Swiss financial-services transformation leader with broad strategy, innovation, and delivery experience across capital markets, post-trade, and wealth-management change programs.
Why relevant here
Provides executive sponsorship, Swiss market context, and senior programme leadership across business, technology, and implementation decisions.
CZ
Chongshuo Zhai
Consultant, Quantitative Finance
ETH and Swiss Finance Institute background with experience in quantitative finance, BIS data pipelines, and ML/AI model evaluation for market-abuse detection and regulatory reporting.
Why relevant here
Supports data-intensive design, model evaluation, analytics pipelines, and scalable delivery in regulated environments.
BD
Benedikt Damann
Compliance and Anti-Financial Crime Consultant
Specialist in model risk governance, sanctions screening, transaction filtering, analytics, and PMO delivery for anti-financial-crime and payments environments.
Why relevant here
Brings surveillance-control, governance, validation, and audit-readiness expertise for model-based monitoring solutions.
Joao Vieira de Meireles
FS Business & IT Manager
15 years of professional experience, including 10 years of consulting across fund and asset servicing, brokerage, insurance, corporate banking, and wealth management.
Why relevant here
Leads transformation delivery, target-state design, cloud and AI-enabled platform initiatives, and coordination between business and technology stakeholders.